Risk Factor Disclosure Dataset v1.0

📦 Risk Factor Disclosure Dataset v1.0 – 1,869 Enriched Risk Disclosures from SEC Filings

A premium, AI-ready dataset of 1,788 clean, structured Item 1A: Risk Factors extracted from 10-K filings of 267 publicly traded U.S. companies between 2010–2024.

Ideal for:

✅ LLM training and retrieval for risk, compliance, and regulatory intelligence
✅ Trend analysis across industries and macroeconomic events
✅ Risk classification and forward-looking disclosure modeling
✅ Grounding GenAI agents with real corporate risk language
✅ ESG, litigation, and geopolitical risk research

🧠 What’s Included

• item1a_enriched.csv – Full dataset with risk category tags, forward score, summaries, and metadata
• item1a_enriched.jsonl – JSONL version for use in AI pipelines
• sample_100_item1a.csv – 100-record preview sample
• README.md – Field descriptions, use cases, and schema
• LICENSE.txt – Tiered license for individual and enterprise use

📊 Dataset Stats

MetricValueTotal Records1,788 enriched disclosuresUnique Tickers267Coverage Years2010 – 2024Avg. Risk Section Length~520 wordsForward Score Range0.00 – 0.03Forward Score Mean ± StdDev0.0157 ± 0.0066Number “Too Short” (<100w)3 (filtered out)Risk Categories (multi-label)7 (see below)

🔖 Risk Categories Covered

Each record is tagged with one or more of the following themes:

• Regulatory
• Litigation
• Geopolitical
• Technology Disruption
• Cybersecurity
• Climate
• Supply Chain

Also included:

• Forward-looking language score based on modal verbs and speculative phrasing
• Model-generated summary (DistilBART)
• SEC metadata (ticker, CIK, year, filing date)

🧠 Use Cases

• Fine-tune LLMs for legal/financial risk reasoning
• Train classifiers to detect emerging or underreported risks
• Build GenAI copilots for compliance, ESG, or investor relations
• Retrieve top risk disclosures by tag, score, or industry
• Visualize disclosure evolution across 15 years

💼 License Tiers

Tier Scope Price Early Bird Single-user, no updates $299 Individual Single-user + lifetime updates $499 Enterprise Org-wide use + internal product rights$999

Refer to LICENSE.txt for details.

🎁 Sample file: Risk Factor Disclosure Sample

Link:https://drive.google.com/file/d/1rCG_lgHy9LxyhsATElTB1DfkEVf7DfQ2/view?usp=sharing

📬 Questions or enterprise licensing? Contact: Asapuaiworks@gmail.com